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International reports

International reports

The International Organization of Securities Commissions (IOSCO ) aims to develop financial markets worldwide as well as to protect investors in these markets by setting global standards governing the securities industry. Within this area, IOSCO continuously conducts studies on securities related subjects. These studies are mostly in the form of questionnaires to be distributed to the member countries of IOSCO . The results of these surveys are then analyzed. IOSCO will then make a report on each study containing international best practices on the subject of securities, which will help the member bodies of the Organization to implement best international practices in this area.

The Securities and Commodities Authority (SCA) is keen to increase the investment awareness of all market participants and to inform them of what is new in the securities industry. Accordingly, SCA has started publishing the reports issued by IOSCO on its website.

Report Name Source Issue Date Report Arabic Summary
Commodity Storage and Delivery Infrastructures: Good and Sound Practices Report IOSCO 2019-May
IOSCO Report on Good Practices for Audit Committees in Supporting Audit Quality Report IOSCO 2019-May
Challenges and implications for the supervision and regulation of financial Services _ Big data meets AI BAFIN 2018 - July
IOSCO Report on Good Practices for the Termination of Investment Funds IOSCO 2017-​​November
Top 10 trends in Capital Markets 2018 Capgemini 2017-​​November
FINTECH AND FINANCIAL STABILITY DTCC 2017​​-October
ASIC Fintech and Reg Tech report ASIC 2017-May
IOSCO Task Force report on Wholesale Market Conduct IOSCO 2017-July
IOSCOReport on Financial Technologies (Fintech) IOSCO 2017-February
SME Financing and Equity Markets WFE 2017-February
IMF Global Financial Stability Report 2016 IOSCO 2016-April
IOSCO – Good Practice for Fees/Expenses of CIS IOSCO 2016-August
Securities Markets Risk Outlook 2016 IOSCO 2016-March
Cyber resilience: Health Check ASIC 2016-March
Credible Deterrence In The Enforcement Of Securities Regulation IOSCO 2015-June
SME Financing through Capital Markets IOSCO 2015-July
MARKET-BASED LONG-TERM FINANCING SOLUTIONS FOR SMEs AND INFRASTRUCTURE IOSCO 2014-September
IOSCO Risk Outlook 2014-15 IOSCO 2014-October
IOSCOAnnual Report 2013 IOSCO 2014-July
Penalties for corporate wrongdoing ASIC 2014-March
Point of Sale disclosure in the insurance, banking and securities sectors IOSCO 2014-April
Recommendations Regarding the Protection of Client Assets IOSCO 2014-January
Principles for the Valuation of Collective Investment Schemes IOSCO 2013-May
IOSCO Annual Report 2012 IOSCO 2012-March
Report on Investor Education Initiatives Relating to Investment Services IOSCO 2013-February
Financing of SMEs through Capital Markets in Emerging Market Countries ICSA 2013-February
Credit Rating Agencies: Internal Controls Designed to Ensure the Integrity of the Credit Rating Process and Procedures to Manage Conflicts of Interest IOSCO 2012-December
2012 World Federation of Exchanges Market Highlights WFE 2013-January
Global Developments in Securitisation Regulation IOSCO 2012-November
Corporate Governance Disclosure in Emerging Markets UNCTAD 2011-March
Development and Regulation of Institutional Investors in Emerging Markets IOSCO 2012-June
Requirements for Mandatory Clearing IOSCO 201-February
Principles on Suspensions of Redemptions in Collective Investment Schemes IOSCO 2012-January
Development of Corporate Bond Markets in the Emerging Markets IOSCO 2011-November
Principles for the Regulation and Supervision of Commodity Derivatives Markets IOSCO 2011-September
Mitigating Systemic Risk IOSCO 2011-February
Report on Trading of OTC Derivatives IOSCO 2011-February
Principles on Point of Sale Disclosure IOSCO 2011-February
Guidelines for the Regulation of Conflicts of Interest Facing Market Intermediaries IOSCO 2010-November
Effectiveness of Market Interventions in Emerging Markets IOSCO 2010-October
Principles Regarding Cross-Border Supervisory Cooperation IOSCO 2010-May
The Development of the Collective Investment Schemes Industry in Emerging Markets IOSCO 2009-December
Guidelines to Emerging Market Regulators Regarding Requirements for Minimum Entry and Continuous Risk-Based Supervision of Market Intermediaries IOSCO 2009-December
Fit and Proper Assessment – Best Practice IOSCO 2009-December
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